Fee-Only Fiduciary Financial Adviser
An important safeguard with Safe Harbor Capital Management LLC is the use of a third party institutional custodian.
Client assets are held separately in the name of the client at an unaffiliated third party institutional custodian.
This is critical for customer protection. It assures an independent accounting and safekeeping of customer funds.
Clients receive independently prepared and verified statements on the value and status of their accounts.
An important safeguard with Safe Harbor Capital Management LLC is the use of a third party institutional custodian.
Client assets are held separately in the name of the client at an unaffiliated third party institutional custodian.
This is critical for customer protection. It assures an independent accounting and safekeeping of customer funds.
Clients receive independently prepared and verified statements on the value and status of their accounts.
TCA by E*TRADE
Safe Harbor uses TCA by E*TRADE (TCA) as its third party custodian for reasons we believe serve clients best interests:
TCA is a special purpose bank, not a broker, and is regulated under stringent FDIC and state banking rules.
TCA does not charge any per transaction commissions or "ticket charges".
TCA provides independent performance reporting to account holders.
Safe Harbor believes TCA offers a culture of positive customer experience and technological innovation.
TCA's operational support is, in Safe Harbor's opinion, superior to that of brokerage firms.
Safe Harbor uses TCA by E*TRADE (TCA) as its third party custodian for reasons we believe serve clients best interests:
TCA is a special purpose bank, not a broker, and is regulated under stringent FDIC and state banking rules.
TCA does not charge any per transaction commissions or "ticket charges".
TCA provides independent performance reporting to account holders.
Safe Harbor believes TCA offers a culture of positive customer experience and technological innovation.
TCA's operational support is, in Safe Harbor's opinion, superior to that of brokerage firms.
Safe Harbor Capital Management is not affiliated with TCA and receives no material incentive to use them.
Call 612.234.7233
Fiduciary Financial Planner
Fiduciary Financial Planner
Safe Harbor Capital Management LLC is a Registered Investment Advisor.
Registered Investment Advisors differ from banks, brokers and insurance companies.
Registered Investment Advisors are fiduciaries by law.
This means they must place the interests of their clients before their own.
Conflicts with the client's interests can arise from commissions, bonuses and sales quotas.
These conflicts are common in the brokerage, banking and insurance industries.
Fiduciaries are held to higher ethical standards, have greater responsibility and are more limited in compensation.
Safe Harbor is not controlled by any broker, bank or insurance company.
Our only obligation is to our clients.