Fee-Only Fiduciary Financial Adviser
An important safeguard with Safe Harbor Wealth is the use of a third party custodian.
Client assets are held separately by an unrelated third-party custodian.
Their assets are held in their name at E*TRADE Advisor Services.
Safe Harbor never has custody of client assets.
This is critical for customer protection. It assures an independent accounting to them.
Clients receive independently verified statements on the value and status of their accounts.
An important safeguard with Safe Harbor Wealth is the use of a third party custodian.
Client assets are held separately by an unrelated third-party custodian.
Their assets are held in their name at E*TRADE Advisor Services.
Safe Harbor never has custody of client assets.
This is critical for customer protection. It assures an independent accounting to them.
Clients receive independently verified statements on the value and status of their accounts.
E*TRADE ADVISOR SERVICES
Safe Harbor Wealth uses E*TRADE Advisor Services as its third party custodian.
The custodian is responsible for the independent safekeeping and accounting of customer accounts.
E*TRADE Advisor Services is a special purpose bank, not a broker, and is regulated under strict FDIC and state banking rules.
E*TRADE Advisor Services does not charge any transaction commissions.
E*TRADE Advisor Services provides independent performance reporting to account owners.
E*TRADE Advisor Services offers a culture of positive customer experience and technological innovation.
E*TRADE Advisor Services operational support is, in Safe Harbor's opinion, superior to that of banks and brokerage firms.
Safe Harbor Wealth is not affiliated with E*TRADE Advisor Services and receives no incentive of any kind to use them.
Safe Harbor Wealth uses E*TRADE Advisor Services as its third party custodian.
The custodian is responsible for the independent safekeeping and accounting of customer accounts.
E*TRADE Advisor Services is a special purpose bank, not a broker, and is regulated under strict FDIC and state banking rules.
E*TRADE Advisor Services does not charge any transaction commissions.
E*TRADE Advisor Services provides independent performance reporting to account owners.
E*TRADE Advisor Services offers a culture of positive customer experience and technological innovation.
E*TRADE Advisor Services operational support is, in Safe Harbor's opinion, superior to that of banks and brokerage firms.
Safe Harbor Wealth is not affiliated with E*TRADE Advisor Services and receives no incentive of any kind to use them.
Call 612.234.7233
FIDUCIARY FINANCIAL ADVISER
Safe Harbor Capital Management LLC is a Registered Investment Advisor.
Registered Investment Advisers differ from banks, brokers and insurance companies.
Registered Investment Advisers are fiduciaries.
This means they must place the interests of their clients first.
Banks, brokers and insurance companies often use commissions, bonuses, contests and sales quotas to motivate their employees.
This can lead to recommendations which not may not be in the best interests of the customer.
Fiduciaries are held to higher ethical standards, have greater responsibility and are more limited in compensation.
Safe Harbor is not controlled by any broker, bank or insurance company.
Our only responsibility is to our clients.